The Impact of Financial Regulatory Policy Changes on theUK FinancialIndustryandItsAdaptiveStrategies

My name is Liu Mingyu, a student from the School of Humanities, Beijing Institute of Technology. This questionnaire serves for my academic research titled The Impact of Financial Regulatory Policy Changes on the UK Financial Industry and Its Adaptive Strategies.

This study aims to investigate how changes in UK financial regulatory policies affect the local financial industry, and explore the adaptive strategies adopted by financial institutions. We sincerely invite you to share your professional views and practical experience. Your feedback is essential to the authenticity and credibility of this research.

This questionnaire will take no more than 20 minutes to complete. All participation is voluntary.

All responses are fully anonymous. No personal identifiable information will be collected. All data is strictly confidential and only used for academic research, without any commercial use or public disclosure.

Thank you for your valuable time and support!

Gender:

FemaleMale

2. Age Group:

16-2425-3435-4445-5455-6465 and over

Nationality: ___________________________

What is the highest level of education you have completed?

High schoolBachelor’s degreeMaster’s degreeDoctoral degreeOther: ___________________________

Occupation: ___________________________

6. Industry you are engaged in:

Financial industry (banking/securities/insurance, etc.)Real economy (manufacturing/technology/energy, etc.)Government/regulatory agencyAcademic/research institutionOther: ___________________________

7. Working years in current industry:

Less than 3 years3-5 years6-10 years11-20 yearsOver 20 years

SECTION B: Attitude towards Financial Regulatory Policy Changes

Please circle one number from 1 to 5 in your agreement or disagreement with each of the following statements regarding the impacts of financial regulatory policy changes. Use the scale of 1 (strongly disagree) to 5 (strongly agree).Statement Strongly Disagree (1) (2) (3) (4) Strongly Agree (5)The "15th Five-Year Plan" financial goals effectively guide financial institutions to focus on serving the real economy 1 2 3 4 5The "dual-pillar" regulatory framework has improved financial institutions' systemic risk prevention capabilities 1 2 3 4 5The exit of banking institutions has optimized the regional financial competition pattern 1 2 3 4 5Rural credit cooperative reforms have enhanced county-level financial service efficiency 1 2 3 4 5Sci-tech finance policies have effectively solved the financing difficulties of sci-tech enterprises 1 2 3 4 5Green finance regulations have forced high-energy-consuming industries to accelerate green transformation 1 2 3 4 5Pension finance products on the market match consumers' needs well 1 2 3 4 5Digital finance regulation balances standardization and innovation 1 2 3 4 5AIC's "equity + debt" model provides practical help for sci-tech enterprises 1 2 3 4 5 Wealth management subsidiaries' participation in Sci-Tech Innovation Board subscription optimizes market pricing 1 2 3 4 5 Capital market reforms have lowered financing thresholds for unprofitable innovative enterprises 1 2 3 4 5 The expansion of the sci-tech bond market has diversified financing channels for the tech industry 1 2 3 4 5Long-term fund assessment mechanisms have increased capital market stability 1 2 3 4 5 Listed company restructuring new rules promote industrial integration 1 2 3 4 5 The improved delisting system has improved the overall quality of the capital market 1 2 3 4 5 Penetrating supervision on shareholders effectively reduces financial risks 1 2 3 4 5 The shift to "pre-event prevention" supervision has improved financial institutions' compliance management 1 2 3 4 5 "AI + finance" regulatory policies promote the rational application of AI in finance 1 2 3 4 5 Financial regulatory changes have effectively boosted the development of the real economy 1 2 3 4 5 Current financial regulatory policies strike a good balance between innovation and risk control 1 2 3 4 5

What types of financial regulatory policy measures do you think have the most significant impact on your industry/enterprise? (PROMPT: policy content, implementation effect, etc.)

10.

Does the impact of financial regulatory policy changes vary according to different business sectors of financial institutions, and how?

11. How, if at all, do you think financial institutions can adjust their strategies to adapt to the new regulatory environment and maximize development opportunities?

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